Bar Journal - September 1, 2000
LEX LOCI: A Survey of Recent New Hampshire Supreme Court Decisions
By: Charles A. DeGrandpre
The recent decisions of the Supreme Court include the
first by newly appointed Justices Dalianis and Nadeau, as well as others by
superior court judges sitting in for justices sidelined by the impeachment
inquiry. A very surprising decision in the probate field is an opinion by
Justice Nadeau, In re Estate of Robbins, decided July 5, 2000. This case involved our
venerable pretermitted heir statute, RSA 551:10, and its application to the will
and revocable trust executed by the decedent. Both the decedent’s will and
revocable trust left nothing to her natural daughter and adopted son, but rather
left her property to a sister and niece.
The testator’s will contained a commonly found provision as follows:
PRETERMITTED HEIR: Except as otherwise expressly
provided by this will and the Elizabeth C. Robbins Revocable Trust, I
intentionally make no provisions for the benefit of any other heir of mine
except as their [sic] rights are expressly set out in Elizabeth C. Robbins
Revocable Trust. The Cheshire County Probate Court, in an opinion by
Judge Espiefs, had found that although neither the trust nor will of the
decedent did not directly refer to the petitioners, the clause quoted above with
its reference to “any other heir of mine” was a sufficient indirect reference,
the probate court relying on the old case of Smith v. Sheehan, 67 NH 344
(1892).
The Supreme Court disagreed and reversed the probate
court. The Court first distinguished the Smith Case which had found that a
reference “to my legal heirs” in a will was a sufficient reference to deprive a
child of the protection of the pretermitted heir statute. The Supreme
Court reasoned that the Smith Casewas decided under an earlier version of RSA 551:10 and was not
factually similar to the case before it. Justice Nadeau’s opinion
overruled the Smith Case, concluding as follows:
Accordingly, we hold today that a testator’s use of the term “heirs” is
insufficient to preclude application of the pretermitted heir statute. The
words “children” or “issue” must be used. To the extent the holding in the
Smith decision is inconsistent, it is overruled.
At the time this column went to press, the opinion was subject to a motion
for reconsideration.
It is with deep anguish that the author sets out to write this column.
How can one comment upon the cases before the Court without commenting upon the
extraordinary process of the consideration of the impeachment of three of
our New Hampshire Supreme Court justices by the House of Representatives?
This column goes to print almost three months before it is published so that by
the time it is published, the outcome of the House’s extraordinary inquiry will
be known. However, in extraordinary times, an extraordinary comment by the
author is appropriate, or even required.
As the author is writing this, the House of Representatives, sitting as a
court of grand inquest (pt. 2, art. 17, N.H. Constitution), has approved a bill
of impeachment involving four counts against the Chief Justice of the New
Hampshire Supreme Court. Articles of Impeachment against Justices Horton
and Broderick have failed, but by suprisingly close margins. The author is
in agony over this development. He knows all of the recent justices of the
Court and believes that they are well-meaning individuals, each having a high
degree of integrity and principle. Mistakes and errors of judgment may
have been made, but there has been little evidence of bad intent. It does
not appear to the author at this point that there is a valid basis for
conviction in the Senate of the Chief Justice.
Recently, the author was chastised by a representative to the General Court,
who told him that, although the author writes an “erudite” column concerning the
decisions of the Court, the author has never criticized the Court
directly. This charge is true. The author has never felt that it is
his job to critically comment on the individuals of the Court, but rather to
comment, often times favorably and sometimes unfavorably, upon the decisions
written by the Court. This column is intended to focus on the Court’s
decisions and decision-making process, not upon the individual members of the
Court. The author’s task is not to personalize the issues before the Court
but, hopefully, to help educate the relatively small number of New Hampshire
lawyers who may read his column while keeping the rather dry subject matter
interesting.
It appears at this point in time (July 13, 2000) that several mistakes have
been made by the individual members of the Court and they will be, or already
have been, held accountable for those mistakes by the people of New
Hampshire. The justices themselves have admitted that if they had a second
chance, they would have done things differently. It also appears, however,
that had not this conduct come to light by the actions of the clerk of the
Supreme Court, they might not have done differently and citizens of our state
would have been, and have been, unfairly treated.
For a Court who has lectured New Hampshire attorneys and the public about the
appearance of impropriety, this was a Court that seemingly did not understand
the difference between the appearance of impropriety and the impropriety of the
act itself. “No score, no foul,” is hardly the proper approach to matters
of ethical concern. The public perception about the conduct of the Court
is that the Court did not understand the distinction. The public got it
but the justices did not. As citizens, judges and members of the Bar, we
are the lesser for their failure to meet the high standards that they themselves
have imposed upon the members of the Bar and the public.
However, the blame does not fall exclusively on the judicial branch. It
is clear, for example, that influential members of the legislative branch sought
to achieve personal goals in pending litigation in the courts by opposing
proposed legislation that would properly fund our judicial system. More
important, if our courts have failed us, so has the General Court which has
perennially failed to financially support at a reasonable level the third branch
of our republican system of government, our independent court system.
The author is dumbfounded to hear legislators express surprise at the sorry
state of our court’s filing system or the “backroom” operations of our judicial
system. The entire third branch of government is appropriated by the
General Court only a very small percentage of state revenues. In recent
years, appropriations have not been adequate to provide our court system with
modern, up-to-date, office filing systems, communications systems, computers,
faxes, copiers, personnel, etc., all of which are necessary to the smooth
working of a 21st century judicial system. Almost every law office
in our state is more equipped to handle its law business than is our court
system. Until the members of the legislation understand that a properly
funded third branch of government is the ultimate protection for our citizens,
all of New Hampshire’s citizens will suffer.
There is no doubt that the incoming legislature will enact far-reaching
legislation that will substantially alter the way our court system works.
Some changes are understandable and needed. For example, a completely
influence-free system of choosing alternate justices to sit when there are voids
because justices have recused themselves is an imperative and it is the
legislature’s prerogative to establish a procedure in which the public can have
confidence that it is fair and impartial. Similarly, separating the
judicial conduct committee from the Supreme Court appears to the author to be a
desirable goal. On the other hand, making judges serve for limited times
encourages judges to decide cases with a view to their reappointment, a hardly
desirable result.
The author has previously written about his concerns about the danger to the
independence of the judiciary and his worry that the legislature, punishing the
judges for the unpopular Claremont decisions and for their inappropriate
behavior, will throw out the baby with the bath water. We need an
independent, properly funded judiciary and, although changes need be made as
each of the testifying justices themselves stated, it’s important not to forget
that a judiciary under the thumb of the legislature or the executive would be
far worse than the imperfect judiciary that we have.
It is not possible to have a perfect judicial system and we must understand
that it is human nature to make mistakes. To not make mistakes is the mark
of a truly unimaginative individual. Or to make it personal to the author,
“there, but for the grace of God, go I.” As newspaper tycoon James Gordon
Bennett was quoted as saying, “I have made mistakes but I have never made the
mistake of claiming that I never made one.”1
ENDNOTES 1. Peter’s Quotations, p. 181 (1977)
The Author Charles A. DeGrandpre is a director and
treasurer in the firm of McLane, Graf, Raulerson & Middleton, P.A.,
Portsmouth, New Hampshire.
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